Chloe Suet Lai Lee
李雪麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chloe Suet Lai Lee (李雪麗), a licensed former licensee with CE reference ANQ047. This person has 2.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-16 | 2009-03-02 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-18 | 2008-10-02 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-18 | 2008-10-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-04 | 2008-03-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-04 | 2008-03-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-07-04 | 2008-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chloe Suet Lai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.