Shyam Maheshwari
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shyam Maheshwari, a licensed former licensee with CE reference ANP703. This person has 7.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
RO | Type 4 - Advising on securities | 2009-05-25 | 2014-07-18 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
RO | Type 9 - Asset management | 2009-05-25 | 2014-07-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2008-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-10 | 2008-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-10 | 2008-11-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-01-25 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-03 | 2008-09-29 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Shyam Maheshwari during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.