Wing Yan Ng
吳穎茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yan Ng (吳穎茵), a licensed former licensee with CE reference ANP701. This person has 4.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-02 | 2010-12-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-28 | 2010-12-14 |