Christopher James Pearce
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Pearce, a licensed former licensee with CE reference ANM695. This person has 18.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | RO | Type 1 - Dealing in securities | 2014-12-19 | 2025-10-31 |
| Marshall Wace Asia Limited | RO | Type 9 - Asset management | 2007-01-29 | 2025-10-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-14 | 2006-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher James Pearce during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.