Dominic Tak Shing Tsui
徐德成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Tak Shing Tsui (徐德成), a licensed former licensee with CE reference ANL776. This person has 2.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-27 | 2012-03-01 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-27 | 2012-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-07-16 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-07-16 | 2010-09-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-07-16 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-16 | 2010-09-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-16 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-03-23 | 2010-09-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-03-23 | 2009-06-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-29 | 2007-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Tak Shing Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.