Lok Yan Chan
陳樂欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yan Chan (陳樂欣), a licensed former licensee with CE reference ANL076. This person has 9.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-26 | 2016-01-04 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-05-26 | 2010-11-01 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-26 | 2016-01-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.