Anthony Joseph Adams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Joseph Adams, a licensed former licensee with CE reference ANJ158. This person has 10.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-07-03 | 2016-08-05 |
| First State (Hong Kong) LLC | RO | Type 4 - Advising on securities | 2006-07-03 | 2007-07-05 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2006-07-03 | 2006-08-28 |
| First State (Hong Kong) LLC | RO | Type 5 - Advising on futures contracts | 2006-07-03 | 2006-08-28 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-07-03 | 2016-08-05 |
| First State (Hong Kong) LLC | RO | Type 9 - Asset management | 2006-07-03 | 2008-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Joseph Adams during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.