Stephen Dowds

CE No. ANH128 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Dowds, a licensed former licensee with CE reference ANH128. This person has 2.8 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Northern Trust Company of Hong Kong Limited, The Rep Type 1 - Dealing in securities 2006-06-13 2009-03-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Dowds during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lawrence Kin Wah Au Northern Trust Company of Hong Kong Limited, The 2006–2009
Thomas Robert Benzmiller Northern Trust Company of Hong Kong Limited, The 2006–2009
Sunil Prem Daswani Northern Trust Company of Hong Kong Limited, The 2006–2009
Yumi Farquhar Northern Trust Company of Hong Kong Limited, The 2006–2009
Ada Siu Yung Ho Northern Trust Company of Hong Kong Limited, The 2006–2009
Lesley Elaine Hodgson Northern Trust Company of Hong Kong Limited, The 2006–2009
Katherine Kar Pui Lee Northern Trust Company of Hong Kong Limited, The 2006–2009
Zubair Nizami Northern Trust Company of Hong Kong Limited, The 2006–2009
Bertelino Pereira Rebelo Northern Trust Company of Hong Kong Limited, The 2006–2009
Stephen David Watson Northern Trust Company of Hong Kong Limited, The 2006–2009
Andrew Robert Clayton Northern Trust Company of Hong Kong Limited, The 2006–2009
Tsui Ying Leung Northern Trust Company of Hong Kong Limited, The 2006–2009
Lori Rae Runquist Northern Trust Company of Hong Kong Limited, The 2006–2009
Kwok Ming Leung Northern Trust Company of Hong Kong Limited, The 2006–2008
Justin Daniel Miller Northern Trust Company of Hong Kong Limited, The 2007–2009
Janaki Marina Fonseka Northern Trust Company of Hong Kong Limited, The 2006–2008
Robert Paul Morgan Northern Trust Company of Hong Kong Limited, The 2007–2009
Jason Robert Toussaint Northern Trust Company of Hong Kong Limited, The 2007–2009
Margaret Hiu Fung Chan Northern Trust Company of Hong Kong Limited, The 2007–2009
Mei Mei Kwan Northern Trust Company of Hong Kong Limited, The 2007–2009
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