Filipe Chiushing Lau
劉昭成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Filipe Chiushing Lau (劉昭成), a licensed former licensee with CE reference ANE758. This person has 11.5 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-14 | 2018-02-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-14 | 2018-02-09 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-18 | 2007-11-12 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2006-05-03 | 2007-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Filipe Chiushing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.