Anderson Chun Fat Choi
蔡俊發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anderson Chun Fat Choi (蔡俊發), a licensed former licensee with CE reference ANA716. This person has 16.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 - Asset management | 2018-08-16 | 2024-10-04 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-22 | 2018-07-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-12-22 | 2018-07-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-22 | 2018-07-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-12-22 | 2018-07-11 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-28 | 2017-12-22 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-28 | 2017-12-22 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-15 | 2010-05-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-25 | 2010-05-01 |
| orientiert International Markets Limited | Rep | Type 4 - Advising on securities | 2008-12-02 | 2008-12-31 |
| orientiert International Markets Limited | Rep | Type 9 - Asset management | 2008-12-02 | 2008-12-31 |
| orientiert International Markets Limited | Rep | Type 1 - Dealing in securities | 2008-11-01 | 2008-12-31 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-30 | 2008-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anderson Chun Fat Choi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.