Stephen Wai Kuen Yau
邱偉權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wai Kuen Yau (邱偉權), a licensed former licensee with CE reference ANA244. This person has 0.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-19 | 2014-01-27 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-12 | 2006-06-17 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-04-12 | 2006-06-17 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-12 | 2006-06-17 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-04-12 | 2006-06-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Wai Kuen Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.