Samuel Ka Chi Lam

林嘉智
CE No. AMU812 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Ka Chi Lam (林嘉智), a licensed former licensee with CE reference AMU812. This person has 10.9 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
Rep Type 4 - Advising on securities 2017-04-10 2018-07-04
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
Rep Type 9 - Asset management 2017-04-10 2018-07-04
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-08-20 2016-03-08
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2007-03-23 2010-08-20
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2007-03-14 2016-03-08
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2007-03-14 2016-03-08
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2006-01-05 2006-09-12
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2006-01-05 2006-09-12

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Ka Chi Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yi Wang Lam Ge Shang Investment (Hong Kong) Limited 2017–2018
Jie Zhang Ge Shang Investment (Hong Kong) Limited 2017–2018
Julius Wang Ge Shang Investment (Hong Kong) Limited 2017–2018
Daniel Hua-Chang Wang Ge Shang Investment (Hong Kong) Limited 2017–2018
Jerry Hua-Lin Wang Ge Shang Investment (Hong Kong) Limited 2017–2018
James Ting Kin Lam Ge Shang Investment (Hong Kong) Limited 2017–2018
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