Michael Lee Mon
文嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Lee Mon (文嘉明), a licensed former licensee with CE reference AMU524. This person has 4.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-04-30 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-04-30 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-06 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-06 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-07-06 | 2007-04-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2006-07-06 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-12 | 2005-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Lee Mon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.