Dong Wan Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Wan Kim, a licensed Representative with CE reference AMU451. Currently licensed at 1 firm(s): Macquarie Capital Limited. Active regulated activities: Type 4 - Advising on securities. This person has 19.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-01 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-15 | 2010-11-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-12-06 | 2010-02-03 |