Wing Ka Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ka Chau (周榮嘉), a licensed Responsible Officer with CE reference AMT949. Currently licensed at 1 firm(s): Trend Up Investment (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trend Up Investment (HK) Limited 風來投資有限公司 |
RO | Type 4 - Advising on securities | 2025-11-28 | present |
| Trend Up Investment (HK) Limited 風來投資有限公司 |
RO | Type 9 - Asset management | 2025-11-28 | present |
| Trend Up Investment (HK) Limited 風來投資有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-07 | present |
| Trend Up Investment (HK) Limited 風來投資有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-03 | 2025-11-28 |
| Trend Up Investment (HK) Limited 風來投資有限公司 |
Rep | Type 9 - Asset management | 2025-01-03 | 2025-11-28 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-18 | 2024-11-18 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-07-18 | 2024-11-18 |
| Grand View Securities Limited 宏滙證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-16 | 2024-05-20 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-06 | 2016-10-17 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-06 | 2016-10-17 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-10-15 | 2016-03-01 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-04 | 2016-03-01 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-08 | 2016-03-01 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-21 | 2013-10-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-01 | 2013-06-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-09 | 2010-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Ka Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.