Adrian Wai Ping O
柯衛平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Wai Ping O (柯衛平), a licensed former licensee with CE reference AMP598. This person has 6.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-11-16 | 2013-04-01 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-11-16 | 2013-04-01 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-25 | 2009-11-16 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-25 | 2009-11-16 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-25 | 2009-06-18 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-25 | 2009-06-18 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-28 | 2007-12-31 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-28 | 2007-12-31 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-10-28 | 2007-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adrian Wai Ping O during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.