Kwong Ning Ching

程廣寧
CE No. AMO375 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ning Ching (程廣寧), a licensed former licensee with CE reference AMO375. This person has 5.7 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
LIS Investment Services Limited
德悅投資服務有限公司
Rep Type 4 - Advising on securities 2008-04-11 2011-11-09
Asset Dynamic Management Limited
盈動資產管理有限公司
Rep Type 4 - Advising on securities 2006-09-12 2008-03-31
Asset Dynamic Management Limited
盈動資產管理有限公司
Rep Type 9 - Asset management 2006-09-12 2008-03-31
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 1 - Dealing in securities 2005-11-18 2006-06-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Ning Ching during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Gar San Lee LIS Investment Services Limited 2008–2011
Hok Kwan San To LIS Investment Services Limited 2008–2011
Chi Wang Chan LIS Investment Services Limited 2008–2011
Lee Kwan Lau LIS Investment Services Limited 2009–2011
Anthony Tak Tim Yuen LIS Investment Services Limited 2008–2010
Ling Wah Kwan LIS Investment Services Limited 2009–2010
Alexander Tak Wai Yuen LIS Investment Services Limited 2009–2010
John Kin Wai Chan Asset Dynamic Management Limited 2006–2008
Tak Ching Yuen Asset Dynamic Management Limited 2006–2008
Lop Man Hui Asset Dynamic Management Limited 2006–2008
Cheuk Woon Kan Asset Dynamic Management Limited 2006–2008
Kwai Chun Lee Asset Dynamic Management Limited 2006–2008
Timothy Yuet Wa Mok Asset Dynamic Management Limited 2006–2008
Thomas Fuk Hong Chan LIS Investment Services Limited 2008–2009
Maurice Kin Chun Ip LIS Investment Services Limited 2008–2009
Sek Lun Au LIS Investment Services Limited 2008–2009
Kenneth Sze Lung Chan LIS Investment Services Limited 2008–2009
Hiu Kwan Lau LIS Investment Services Limited 2008–2009
Suk Mun Wong LIS Investment Services Limited 2008–2009
Chi Ho Yip LIS Investment Services Limited 2008–2009
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