Do Yup Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Do Yup Kim, a licensed former licensee with CE reference AMN896. This person has 3.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-08-03 | 2013-04-20 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-08-03 | 2013-04-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-10-12 | 2008-11-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-09-24 | 2008-11-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-13 | 2007-06-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-10-13 | 2007-06-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-10-13 | 2007-06-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2005-10-13 | 2007-06-11 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Do Yup Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.