Gurvinder Singh Dhaliwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gurvinder Singh Dhaliwal, a licensed former licensee with CE reference AML714. This person has 7.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-05-02 | 2013-09-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-05-02 | 2013-09-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-05-02 | 2013-09-04 |
| TT International (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-05-20 | 2012-01-10 |
| TT International (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-20 | 2012-01-10 |
| TT International (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-05-20 | 2012-01-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2005-10-26 | 2010-03-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-18 | 2010-03-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-10-18 | 2010-03-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-10-18 | 2010-03-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2005-10-18 | 2010-03-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-15 | 2005-10-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-09-15 | 2005-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gurvinder Singh Dhaliwal during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.