Arun Purushotam Vaswani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arun Purushotam Vaswani, a licensed former licensee with CE reference AMK294. This person has 16.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-03 | 2023-11-21 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-02-03 | 2023-11-21 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-31 | 2020-12-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2005-08-29 | 2011-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Arun Purushotam Vaswani during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.