Li Yao
姚黎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Yao (姚黎), a licensed former licensee with CE reference AMI619. This person has 1.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-01-25 | 2008-04-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-02 | 2008-04-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-11-02 | 2008-04-25 |
| Chi Capital Securities Limited | Rep | Type 1 - Dealing in securities | 2005-10-17 | 2006-04-03 |
| Chi Capital Securities Limited | Rep | Type 4 - Advising on securities | 2005-10-17 | 2006-04-03 |
| Chi Capital Securities Limited | Rep | Type 9 - Asset management | 2005-10-17 | 2006-04-03 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Maryanne Phung-van Giang | Chi Capital Securities Limited | 2005–2006 |
| Alan Wu | Chi Capital Securities Limited | 2005–2006 |
| Chau Chi Wong | Chi Capital Securities Limited | 2005 |
| Kar Leung Lam | Chi Capital Securities Limited | 2006 |
| Bing Sun Chui | Chi Capital Securities Limited | 2006 |