Yi Wu
吳旖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Wu (吳旖), a licensed Responsible Officer with CE reference AMI555. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 20.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2023-02-16 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2023-01-17 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2023-02-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-08 | 2018-09-11 |