Douglas James Peebles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas James Peebles, a licensed former licensee with CE reference AMD163. This person has 0.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-02 | 2014-07-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-13 | 2012-02-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-05 | 2009-10-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-29 | 2008-04-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-13 | 2007-06-20 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-26 | 2006-01-27 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-15 | 2005-11-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-08 | 2005-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Douglas James Peebles during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.