Hai Xu
徐海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hai Xu (徐海), a licensed former licensee with CE reference AMA054. This person has 15.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 |
RO | Type 9 - Asset management | 2019-09-06 | 2021-01-23 |
| Cloudview Capital Investment Management Limited 鋆昊資本投資管理有限公司 |
RO | Type 9 - Asset management | 2017-11-29 | 2019-08-26 |
| Cloudview Capital Investment Management Limited 鋆昊資本投資管理有限公司 |
Rep | Type 9 - Asset management | 2014-12-15 | 2017-11-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-07 | 2014-11-17 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-07 | 2014-11-17 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2013-06-07 | 2014-11-17 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-20 | 2014-11-17 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-07-20 | 2014-11-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-05-26 | 2011-04-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2005-05-26 | 2011-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hai Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.