Alex King Kwok Au
區經國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex King Kwok Au (區經國), a licensed former licensee with CE reference ALY117. This person has 1.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-15 | 2007-03-05 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-25 | 2006-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex King Kwok Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.