Alex King Kwok Au

區經國
CE No. ALY117 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex King Kwok Au (區經國), a licensed former licensee with CE reference ALY117. This person has 1.5 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
FWD Financial Planning Limited
富衛財務策劃有限公司
Rep Type 4 - Advising on securities 2006-05-15 2007-03-05
Wisdom Wealth Management Limited
竑智理財策劃有限公司
Rep Type 4 - Advising on securities 2005-06-25 2006-03-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex King Kwok Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Terry Kuo-Chang Chuang Wisdom Wealth Management Limited 2005–2006
Ricky Wai Kau Hui Wisdom Wealth Management Limited 2005–2006
Masaharu Ushiyama Wisdom Wealth Management Limited 2005–2006
Boro Fung Wisdom Wealth Management Limited 2005–2006
Kai Chung Thomas Lo Wisdom Wealth Management Limited 2005–2006
Jay Kin Fat Lam Wisdom Wealth Management Limited 2005–2006
Wing Kai Ng Wisdom Wealth Management Limited 2005–2006
Bambi Wing Kin Shek Wisdom Wealth Management Limited 2005–2006
Tak Fong Wong Wisdom Wealth Management Limited 2005–2006
Wai Ching Chan Wisdom Wealth Management Limited 2005–2006
King Leung Chow Wisdom Wealth Management Limited 2005–2006
Veronica Yuk Kwan Lam Wisdom Wealth Management Limited 2005–2006
Shinji Narahara Wisdom Wealth Management Limited 2005–2006
Ka Kit Ho Wisdom Wealth Management Limited 2005–2006
Kwun Kit Chu Wisdom Wealth Management Limited 2005–2006
Koon Hung Kwok Wisdom Wealth Management Limited 2005–2006
Ling Fung Kwok Wisdom Wealth Management Limited 2005–2006
Rado Wing Keung Kwok Wisdom Wealth Management Limited 2005–2006
Chung Wing Ma Wisdom Wealth Management Limited 2005–2006
Carrie Wong Wisdom Wealth Management Limited 2005–2006
Explore the interactive colleague network →

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