David Ka Lok Yuen
阮家洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ka Lok Yuen (阮家洛), a licensed former licensee with CE reference ALW487. This person has 10.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-10 | 2020-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-03 | 2016-03-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-19 | 2011-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-19 | 2016-03-01 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-31 | 2008-09-20 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-09 | 2005-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Ka Lok Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.