Ni Hua
華霓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni Hua (華霓), a licensed former licensee with CE reference ALU917. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-29 | 2005-11-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-29 | 2005-11-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-03-29 | 2005-11-01 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Ni Hua during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.