Chieh-Mi Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chieh-Mi Chan, a licensed former licensee with CE reference ALU162. This person has 4.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-23 | 2009-07-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-02 | 2009-07-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-02 | 2009-07-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-04-02 | 2009-07-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-11-22 | 2009-04-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-11-22 | 2009-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2005-11-22 | 2009-04-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-11-22 | 2009-04-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-05-18 | 2005-11-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-09 | 2005-11-22 |