Lok Wai Cheng
鄭洛煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Wai Cheng (鄭洛煒), a licensed former licensee with CE reference ALS138. This person has 16.3 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-01 | 2025-09-15 |
| VMI Securities Limited 創市証劵有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-22 | 2023-09-22 |
| VMI Securities Limited 創市証劵有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-21 | 2023-03-22 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-08 | 2022-12-31 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 - Advising on securities | 2021-11-08 | 2022-12-31 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-01 | 2021-11-08 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-01 | 2021-11-08 |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-05 | 2021-07-09 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-09 | 2020-03-04 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-09 | 2020-03-04 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2015-12-14 | 2018-01-10 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-24 | 2018-01-10 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-01 | 2015-12-14 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-04 | 2015-09-24 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-21 | 2014-07-31 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-21 | 2014-07-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-03 | 2012-04-18 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-03 | 2012-04-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2011-04-28 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-02 | 2011-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Wai Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tak Wa Li | Kaiser Futures Limited | 2005–2011 |
| Chi Fung Lei | Kaiser Futures Limited | 2005–2011 |
| Ying Yu Ha | Kaiser Futures Limited | 2005–2011 |
| Kam Keung Wong | Kaiser Futures Limited | 2006–2011 |
| Zhenxing Chen | Kaiser Futures Limited | 2006–2011 |
| Henry Chau Kwong Yeung | Kaiser Futures Limited | 2005–2011 |
| Chi Ngai Ng | Kaiser Futures Limited | 2005–2011 |
| Wai Hung Leung | Kaiser Futures Limited | 2005–2011 |
| John Lam Chek Tang | Kaiser Futures Limited | 2005–2011 |
| Ka Fai Yuen | Kaiser Futures Limited | 2005–2011 |
| Yat Ming Chan | Kaiser Futures Limited | 2005–2011 |
| Brian Wei Lung Fung | Kaiser Futures Limited | 2005–2011 |
| Chi Keung Ho | Kaiser Futures Limited | 2005–2011 |
| Francis Ka Hang Lee | Kaiser Futures Limited | 2005–2011 |
| Yiu Kei Lai | Kaiser Futures Limited | 2005–2011 |
| Cheuk Fai Tam | Kaiser Futures Limited | 2005–2011 |
| Kit Tung Au | Kaiser Futures Limited | 2005–2009 |
| Dak Shing Kwong | Kaiser Futures Limited | 2005–2011 |
| Yuk Chiu Lam | Kaiser Securities Limited | 2007–2011 |
| Kin Ying Ng | Kaiser Securities Limited | 2007–2011 |