Joyce Tak Yan Tam
譚德恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Tak Yan Tam (譚德恩), a licensed former licensee with CE reference ALQ684. This person has 3.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-10 | 2008-10-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-10 | 2008-10-31 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-21 | 2005-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joyce Tak Yan Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.