Warren Peter Howe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Peter Howe, a licensed former licensee with CE reference ALQ472. This person has 19.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
RO | Type 9 - Asset management | 2021-11-03 | 2024-12-31 |
| Capital International, Inc. | RO | Type 1 - Dealing in securities | 2009-05-14 | 2021-06-30 |
| Capital International, Inc. | RO | Type 9 - Asset management | 2009-05-14 | 2021-06-30 |
| Capital International, Inc. | Rep | Type 9 - Asset management | 2005-01-14 | 2009-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Warren Peter Howe during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.