Patrick Daube
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Daube, a licensed former licensee with CE reference ALQ179. This person has 5.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-14 | 2010-07-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-14 | 2010-07-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-10 | 2005-04-09 |