Ka Lok Chan

陳加樂
CE No. ALP972 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Chan (陳加樂), a licensed former licensee with CE reference ALP972. This person has 15.6 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
PC Securities Limited
寶鉅證券有限公司
Rep Type 1 - Dealing in securities 2019-10-09 2021-06-01
FWD Financial Planning Limited
富衛財務策劃有限公司
Rep Type 1 - Dealing in securities 2015-11-26 2019-08-16
FWD Financial Planning Limited
富衛財務策劃有限公司
Rep Type 4 - Advising on securities 2015-11-26 2019-08-16
OnePlatform Asset Management Limited
環一資產管理有限公司
Rep Type 1 - Dealing in securities 2007-12-06 2015-05-22
OnePlatform Asset Management Limited
環一資產管理有限公司
Rep Type 4 - Advising on securities 2005-03-08 2010-06-11

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lok Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Congmei Liu PC Securities Limited 2019–2021
Yat Fai Lai PC Securities Limited 2019–2021
Shun Tin Cheng PC Securities Limited 2019–2021
Hong Ki Lee PC Securities Limited 2019–2021
Wai Sin Shin PC Securities Limited 2019–2021
Skylar Sze Ying Cheung PC Securities Limited 2019–2021
Wing Sum Chan PC Securities Limited 2019–2021
Him Yick Matthew Lung PC Securities Limited 2019–2021
Elvis Ping Tat Wong PC Securities Limited 2019–2021
Chi Hei Andrew Chan PC Securities Limited 2019–2021
Wing Sze Tsoi PC Securities Limited 2019–2021
Man Sek Wong PC Securities Limited 2019–2021
Ronald Chi Kong Cheung PC Securities Limited 2019–2021
Chi Keung Tsang PC Securities Limited 2019–2021
Yi Chieh Wu PC Securities Limited 2019–2020
Li Chen Hsu PC Securities Limited 2019–2020
Kwok Sing Wong PC Securities Limited 2019–2020
Kin Seng Ho PC Securities Limited 2020–2021
Wai Shun Lam PC Securities Limited 2020–2021
Mengfei Li PC Securities Limited 2019–2020
Explore the interactive colleague network →

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