Joseph D. Gallagher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph D. Gallagher, a licensed former licensee with CE reference ALO246. This person has 17.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aberdeen International Investment Management Limited | RO | Type 1 - Dealing in securities | 2005-09-30 | 2007-04-30 |
| Aberdeen International Investment Management Limited | RO | Type 4 - Advising on securities | 2005-09-30 | 2007-04-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-10 | 2022-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-03-10 | 2022-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-03-10 | 2022-03-01 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph D. Gallagher during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.