Timothy James Whyte

CE No. ALN194 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Whyte, a licensed former licensee with CE reference ALN194. This person has 3.4 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Sofaer Global Research (HK) Limited RO Type 4 - Advising on securities 2005-03-08 2008-07-31
Sofaer Global Research (HK) Limited RO Type 5 - Advising on futures contracts 2005-03-08 2008-07-31
Sofaer Global Research (HK) Limited RO Type 9 - Asset management 2005-03-08 2008-07-31

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy James Whyte during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ian Chung Ho Wong Sofaer Global Research (HK) Limited 2005–2008
Kenrick Kwong Wick Leung Sofaer Global Research (HK) Limited 2005–2008
Sze Ching Chang Sofaer Global Research (HK) Limited 2006–2008
Kirsty Jayne McLaren Sofaer Global Research (HK) Limited 2006–2008
Carmel Peters Sofaer Global Research (HK) Limited 2006–2008
Markus Faber Sofaer Global Research (HK) Limited 2005–2006
Cissy Pui Sze Lui Sofaer Global Research (HK) Limited 2005–2006
Mark Naim Shamash Sofaer Global Research (HK) Limited 2005
Wai Lun Chang Sofaer Global Research (HK) Limited 2005
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