Shao-Ching Hung

洪韶卿
CE No. ALL211 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao-Ching Hung (洪韶卿), a licensed former licensee with CE reference ALL211. This person has 3.0 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Grand Cathay Securities (Hong Kong) Limited
大華證券(香港)有限公司
RO Type 9 - Asset management 2007-04-18 2007-12-20
Grand Cathay Securities (Hong Kong) Limited
大華證券(香港)有限公司
RO Type 1 - Dealing in securities 2005-04-11 2007-12-20
Grand Cathay Securities (Hong Kong) Limited
大華證券(香港)有限公司
Rep Type 1 - Dealing in securities 2004-12-07 2005-04-11
Grand Cathay Securities (Hong Kong) Limited
大華證券(香港)有限公司
Rep Type 4 - Advising on securities 2004-12-07 2005-02-07
Grand Cathay Securities (Hong Kong) Limited
大華證券(香港)有限公司
Rep Type 9 - Asset management 2004-12-07 2005-02-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shao-Ching Hung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tsung-Wei Yang Grand Cathay Securities (Hong Kong) Limited 2004–2007
Sunny Tze Sun Wong Grand Cathay Securities (Hong Kong) Limited 2004–2007
Gary Chung Yan Kwan Grand Cathay Securities (Hong Kong) Limited 2004–2007
Ji-An Lo Grand Cathay Securities (Hong Kong) Limited 2005–2007
Ching-Yi Lee Grand Cathay Securities (Hong Kong) Limited 2005–2007
Tsai-Ling Fang Grand Cathay Securities (Hong Kong) Limited 2005–2007
Chin-Chih Su Grand Cathay Securities (Hong Kong) Limited 2005–2007
Tai-Ling Hsiao Grand Cathay Securities (Hong Kong) Limited 2005–2007
Wang-Hsuan Hsieh Grand Cathay Securities (Hong Kong) Limited 2005–2006
Chia-Lin Li Grand Cathay Securities (Hong Kong) Limited 2005–2007
Mei-Chun Chung Grand Cathay Securities (Hong Kong) Limited 2005–2007
Ching-Yi Liao Grand Cathay Securities (Hong Kong) Limited 2005–2007
Yi-Hsuan Wu Grand Cathay Securities (Hong Kong) Limited 2005–2007
Ai-Lun Lin Grand Cathay Securities (Hong Kong) Limited 2005–2007
Shu-Wei Chen Grand Cathay Securities (Hong Kong) Limited 2005–2007
Fen-Tzu Tu Grand Cathay Securities (Hong Kong) Limited 2006–2007
Ying-Chih Chen Grand Cathay Securities (Hong Kong) Limited 2006–2007
Fei-Wen Hsu Grand Cathay Securities (Hong Kong) Limited 2005–2006
Yung-Shun Hou Grand Cathay Securities (Hong Kong) Limited 2006–2007
Chun-Yi Hsu Grand Cathay Securities (Hong Kong) Limited 2006–2007
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