Susanna Yim
嚴藹文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Yim (嚴藹文), a licensed former licensee with CE reference ALJ781. This person has 21.8 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-10-05 | 2026-09-17 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-07 | 2026-09-17 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-12-07 | 2026-09-17 |