Yip Kei Li
李業基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yip Kei Li (李業基), a licensed former licensee with CE reference ALF639. This person has 11.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-06 | 2015-12-14 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-06 | 2015-12-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-27 | 2015-02-12 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-05 | 2010-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yip Kei Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.