Karen Wai Yee Hui
許慧怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Wai Yee Hui (許慧怡), a licensed former licensee with CE reference ALF483. This person has 5.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-21 | 2015-11-16 |
| FPCG (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-07-12 | 2013-07-19 |
| Guggenheim Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-07-14 | 2010-09-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-09-10 | 2006-11-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-09-10 | 2006-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Wai Yee Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.