Vikram Malhotra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vikram Malhotra, a licensed Responsible Officer with CE reference ALC941. Currently licensed at 1 firm(s): Lugard Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lugard Capital Limited | RO | Type 1 - Dealing in securities | 2023-03-13 | present |
| Lugard Capital Limited | RO | Type 4 - Advising on securities | 2023-03-13 | present |
| Lugard Capital Limited | RO | Type 9 - Asset management | 2023-03-13 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-01 | 2023-03-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-03-01 | 2023-03-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-03-01 | 2021-02-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-19 | 2007-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-25 | 2007-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-25 | 2007-03-01 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Vikram Malhotra during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Giorgio Valle Correr | Lugard Capital Limited | 2023–present |
| Xiaobin Zhang | Lugard Capital Limited | 2023–present |
| Suhgoo Kang | Lugard Capital Limited | 2023–2024 |
| Ziqing Meng | Lugard Capital Limited | 2026–present |