Sandy Li Chen Chow
周麗珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy Li Chen Chow (周麗珍), a licensed former licensee with CE reference ALC926. This person has 9.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-11-01 | 2017-05-04 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-23 | 2017-05-04 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-23 | 2017-05-04 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2013-08-08 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-31 | 2013-08-08 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-15 | 2010-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sandy Li Chen Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.