Ka Him Chiu
趙嘉謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Him Chiu (趙嘉謙), a licensed Responsible Officer with CE reference AKX250. Currently licensed at 1 firm(s): Grand Harbour Corporate Finance Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 21.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Harbour Corporate Finance Limited 泓港企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-11-01 | present |
| Spring Securities Limited 泉湧證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-17 | 2022-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-08 | 2016-05-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-09-08 | 2016-05-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-17 | 2010-09-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-02-17 | 2010-09-08 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-13 | 2010-01-29 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-13 | 2010-01-29 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-02 | 2007-06-06 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-05-20 | 2007-06-06 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-02 | 2006-02-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-02 | 2006-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Him Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.