Travis Robert Colby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Travis Robert Colby, a licensed former licensee with CE reference AKW811. This person has 7.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited | RO | Type 1 - Dealing in securities | 2009-11-05 | 2012-08-31 |
| BTIG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-04-23 | 2009-11-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-08 | 2007-10-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-10 | 2008-01-15 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-10 | 2008-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Travis Robert Colby during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.