Richard Blaise Caruso

CE No. AKU347 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Blaise Caruso, a licensed former licensee with CE reference AKU347. This person has 8.1 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 - Dealing in securities 2004-10-19 2012-11-28

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