Kaiping Wu

吳凱平
CE No. AKR460 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiping Wu (吳凱平), a licensed former licensee with CE reference AKR460. This person has 0.5 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
Rep Type 9 - Asset management 2004-07-26 2005-01-26

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kaiping Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Shengxi Lu Guotai Junan Assets (Asia) Limited 2004–2005
Danyang Zhao Guotai Junan Assets (Asia) Limited 2004–2005
Hok Kwan San To Guotai Junan Assets (Asia) Limited 2004–2005
Christ Chi Kau Shum Guotai Junan Assets (Asia) Limited 2004–2005
Fung Yim Guotai Junan Assets (Asia) Limited 2004–2005
Lai Yan Charles Cheung Guotai Junan Assets (Asia) Limited 2004–2005
Pinky Lai Ping Kan Guotai Junan Assets (Asia) Limited 2004–2005
Jinzhi Jiang Guotai Junan Assets (Asia) Limited 2005
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