Clara Shuk Man Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clara Shuk Man Li (李淑敏), a licensed Representative with CE reference AJO156. Currently licensed at 2 firm(s): CES Commodities (HK) Limited , Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 19.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-01-14 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-24 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-26 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-12 | 2009-09-19 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-03 | 2007-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-24 | 2004-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Clara Shuk Man Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.