Richard Peter Grainger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Peter Grainger, a licensed former licensee with CE reference AJM908. This person has 5.5 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-09-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2008-09-29 |