Agatha Pui Shan Ng
伍佩珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agatha Pui Shan Ng (伍佩珊), a licensed former licensee with CE reference AJG495. This person has 16.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-15 | 2023-05-05 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-10 | 2017-12-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-17 | 2015-04-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-09 | 2013-03-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-29 | 2010-07-16 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2004-06-05 | 2005-01-11 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2003-12-11 | 2005-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Agatha Pui Shan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.