Frank Hong Ming Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Hong Ming Chan (陳康明), a licensed Responsible Officer with CE reference AJG444. Currently licensed at 1 firm(s): Times Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.8 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Times Capital Limited 標至資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-28 | present |
| Times Capital Limited 標至資本有限公司 |
RO | Type 4 - Advising on securities | 2025-02-28 | present |
| Times Capital Limited 標至資本有限公司 |
RO | Type 9 - Asset management | 2025-02-28 | present |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-18 | 2024-10-31 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-18 | 2024-10-31 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-29 | 2023-04-30 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-29 | 2023-04-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-28 | 2022-01-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 - Asset management | 2020-09-28 | 2022-01-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-01 | 2020-09-28 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-01 | 2022-01-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | 2020-04-01 | 2020-09-28 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-03 | 2020-02-10 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-06 | 2020-02-10 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-04-06 | 2020-02-10 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-08 | 2016-01-14 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 9 - Asset management | 2008-09-17 | 2011-06-30 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-09 | 2011-06-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-12-24 | 2007-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Hong Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.