Chi Su
蘇馳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Su (蘇馳), a licensed Responsible Officer with CE reference AJE750. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 22.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2018-03-01 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2016-02-25 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2016-02-25 | present |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2018-03-01 | 2024-03-11 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2016-02-25 | 2024-03-11 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2016-02-25 | 2024-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2016-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2016-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2016-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-22 | 2018-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-22 | 2018-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-10-31 | 2016-02-25 |